The Securities Act of 1933 primarily regulates which of the following?

The Securities Act of 1933 primarily

Multiple choice — select the best answer

AThe issuance of new securities to the public
BTrading of securities on national exchanges
CThe conduct of investment advisers
DThe operations of clearing corporations

✓ Correct answer: A. The issuance of new securities to the public The Securities Act of 1933 is the 'paper act' governing the primary market — registration and disclosure for new issues. Secondary trading is covered by the 1934 Act.

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The Securities Act of 1933 primarily regulates which of the following?

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