FINRA is best described as which type of organization?

FINRA is best described as which type of

Multiple choice — select the best answer

AA federal government agency
BA division of the SEC
CA self-regulatory organization (SRO)
DA stock exchange

✓ Correct answer: C. A self-regulatory organization (SRO) FINRA is a self-regulatory organization that oversees broker-dealers. It is not a government agency; it operates under SEC oversight.

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FINRA is best described as which type of organization?

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