To comply with Standard III(B) Fair Dealing when disseminating a new investment recommendation, a firm should:

To comply with Standard III(B) Fair Dealing

Multiple choice — select the best answer

ATell its largest clients first
BNotify only clients who hold the security
CCommunicate to all clients simultaneously to the extent practicable
DPost it publicly before informing any client

✓ Correct answer: C. Communicate to all clients simultaneously to the extent practicable Standard III(B) requires that members deal fairly and objectively with all clients when disseminating recommendations, communicating to all eligible clients on an equitable basis.

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Topic: Ethical & Professional Standards

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To comply with Standard III(B) Fair Dealing when disseminating a new investment recommendation, a firm should:

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